Series 65 Economic Factors Practice Questions

I · Economic factors and business information · 20 of 130 scored questions

Ten Series 65 questions on economic factors and business information, untimed, with a worked answer after each one.

Or take the full Series 65 mock exam
Free sample · Question 1 of 3Economic factors and business information

A client keeps $200,000 in a non-interest-bearing checking account for safety while insured savings deposits pay about 4%. The roughly $8,000 a year the client forgoes is BEST described as

Economic factors and business information on the Series 65

Section I of the Series 65 (20 scored questions) covers economics, financial statements, quantitative analysis and the types of investment risk.

Outline
I: Business cycles, monetary and fiscal policy, financial statements, time value of money, statistics and risk types
Share of the exam
I Economic factors and business information: 20 of 130 scored questions (15%)
Our drill
10 questions from 40 on this topic, untimed, a worked answer after each; one free attempt, unlimited with a pass
Line drawing of a city skyline with factories and a harbor crane, a globe and a stack of coins

What to know

  • Leading indicators (building permits, the S&P 500, new orders) turn before the economy; coincident indicators (industrial production, personal income) move with it; lagging indicators (unemployment duration, the prime rate) turn after.
  • The Federal Reserve tightens by raising the federal funds target, selling securities in open-market operations or raising the discount rate.
  • Present value = future value ÷ (1 + r)^n. Net present value above zero means an investment earns more than the discount rate; internal rate of return is the rate that makes NPV zero.
  • Standard deviation measures total volatility; beta measures volatility relative to the market; a correlation of −1 gives the greatest diversification benefit.
  • The current ratio, quick ratio and debt-to-equity ratio come from the balance sheet; earnings per share and margins come from the income statement.

Test yourself on economic factors and business information

Ten Series 65 questions on economic factors and business information, untimed, with a worked answer after each one.

Or take the full Series 65 mock exam

Common questions

How many economic factors and business information questions are on the Series 65?

Section I is 20 of the 130 scored questions (15%).

Are these real Series 65 questions?

No. FINRA and NASAA do not release exam questions. These are original practice questions written to the official content outline, with a worked explanation and the rule behind every answer.

More Series 65 topics

Series 65 full mock exam: 140 questions, timed

Outline and exam facts checked November 2026: FINRA: Series 65 exam · NASAA Series 65 content outline · NASAA Series 65 study guide · NASAA: Exam FAQs.

Original independent practice questions written to the published NASAA content outline. Not affiliated with or endorsed by FINRA or NASAA.